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PCR06: Regulatory Compliance

Event: E1786 Category: Finance & Accounting

Highlights

* Understand the regulatory framework governing the financial services industry.

* Know essential regulations that have to be complied with.

* Introduction to Risk Management and The Basel II Capital Accord.

Seminar Facilitator(s):

Mr. Adam K. K. Wong
B.Acc., FCPA, Certified Professional Trainer

For more information about the seminar please go to:

http://www.pi-eta.com/Seminars/Spore_Seminars/PIETA_Seminars/SemSporePCR06_Highlights.asp

date

19 Jul, 2010

time

9:00 am - 5:00 pm

venue

Concorde Hotel Singapore,
100 Orchard Road,
Singapore 238840

Fee

SGD 1,391

Complimentary: No
SDF-funded: No

target audience

Credit and financial analysts, portfolio managers, credit officers, corporate bankers, commercial bankers, risk managers and analysts.

Max number of participants

Registration Status

Closed

organizing company

PI ETA Consulting Company

contact details

Telephone: +(65) 63410010
Fax: +(65) 63410020
Email: marketing@pi-eta.com

event description

Comment from past participant

“An interesting and beneficial course. I enjoyed myself for this training session.”
– Ms. Liau May May, Bank of Tokyo-Mitsubishi UFJ, Singapore.
[Class of April 2009]

Seminar Background

This programme is designed to ensure that lenders are aware of the regulatory and compliance requirements of the financial services industry.

A key to sustainable growth in lending is regulatory compliance. Breeches of rules and regulations can lead to serious consequence which will hamper future growth. It is therefore important for lenders to be very familiar with the regulatory environment and the various compliance requirements.

Seminar Content

* Regulatory Framework
- Central Banking and Regulatory Framework
- Supervisory Framework
- Objective and Principles of Financial Supervision
- Regulations Applicable to the Financial Industry
# Acts

* MAS Act, Banking Act, Subsidiary Legislation, Financial Advisors
Act, Company, Insurance Act, Security and Futures Act
# Subsidiary Legislation
# MAS Instruments
Directives / Notices
Guidelines
Circulars
Codes
Practice notes
Circulars
Policy statements
- Recent Enforcement Actions

* Changes in Trends that Impact Future Regulatory Framework
- Changes in Accounting Standards
- Financial Stability Forum
- Gaps in Global Regulatory System

* BIS Basel Committee Implementation
- Overview of Basel II
# The 3 Pillars
- Basel II Implementation in Singapore